中文摘要：

环境规制和R＆D投入对实现绿色技术进步具有重要影响,但环境规制能否激励工业的R＆D创新活动偏向于绿色技术研发尚缺乏深入研究。为此,本文采用基于SBM的Global Malmquist-Luenberger（GML）指数方法测算了1998-2012年中国30个省级层面工业部门的绿色技术进步,通过数理模型推导了环境规制对R＆D投入向绿色技术研发偏向的促进作用,并采用动态面板的GMM方法进行了实证检验。研究结果表明：（1）总体上的R＆D投入显著有利于工业的绿色技术进步,表明中国工业的自主创新符合新型工业化的发展要求;（2）单纯的环境规制对工业部门绿色技术进步的作用不显著,而通过引导R＆D偏向绿色技术方向却是显著的,但是其偏向作用的有效时间只有当期和滞后1期,滞后2年的环境规制对工业研发的引导作用不显著;（3）由于环境规制存在挤占R＆D投入的负面作用,导致整体上环境规制对工业部门绿色技术进步的正负影响相互抵消,从而表现为不显著。（4）国有产权、企业规模和对外开放均能够促进中国工业绿色技术进步,而地区工业污染排放强度不利于绿色技术水平的提高。

英文摘要：

As a number of studies have confirmed, environmental regulation and R＆D investment has an important influence on the green technological progress. The question is that as the main tool for government dealing with environmental issues, can environmental regulation guide China＇ s industrial R＆D in favor of green technological research and development？ In this paper, we estimate the green technological progress of 30 provinces in China＇ s industrial sector from 1998 to 2012 based on the SBM＇ s Global Malmquist- Luenberger （GML） index, and conducte the empirical testing by mathematical models and the dynamic panel GMM method. The results show that： （1）R＆D investment significantly in favor of green technological progress on the whole, showing that innovation of Chinese industry consistent with the development requirements of new industrialization; （2）Environmental regulation has promoted R＆D tend to green technological research and development, but the effective time of this promotion is only for current year and one year, lagging behind two years is not significant ; （3） Because of environmental regulation exists to squeeze the R＆D investment, resulting in the overall that the positive and negative effects of environmental regulation on promoting green technological progress cancel each other, so as not significant; （4）The state-owned property rights, enterprise scale and opening to the outside world can promote the development of China＇ s industrial green technological progress, and regional industrial pollution emission intensity is not conducive to the improvement of the level of green technology.