技术引进和自主创新如何实现协同至今仍是一个“黑箱”。基于权变视角,以北车集团大连机车车辆有限公司技术引进与自主创新的协同实践为研究样本,采用探索性嵌入式单案例研究方法,从技术引进和技术能力提升两个维度对技术引进与自主创新的协同情境进行分析。研究结果表明,后发企业技术引进与自主创新的协同需要满足3个条件,即在技术来源维度上,动态技术战略、技术引进与自主创新两种技术来源的协同共用和技术平台构成一个良性循环系统;技术项目本身具有复杂性的特征;在技术能力维度上,分别以具有阶段性特征的研发模式和技术先进性为载体,技术引进与自主创新构成一个良性循环系统。
The question how the synergy between technology introduction and independent innovation can be achieved still hides in the black box. Based on the contingent theory, we take practices of synergy between technology introduction and independent innovation of CNR ( Dalian Locomotive and Rolling Stock Co. ,Ltd CNR Group) as the research sample and analyze synergetic practices between technology introduction and independent innovation from the improvement of technology introduction and tech- nological capability by employing exploratory embedded single case study method. The timings show that the synergy between technology introduction and independent innovation of latecomer firms needs to meet three conditions. Firstly, from the perspective of technology sources, there must be a virtuous circle among synergy between technology introduction and independent innovation, dynamic technological strategy and technological platform. Secondly, the technology project itself boasts characteristics of complex. The last but not the least, from the technological capacity view, technology introduction and independent innovation form a virtuous circle with the carriers of R&D approaches with phase features and advanced technology respectively.