以“公共强制理论”为基础,结合IOSCO有关自律监管的原则和要点,评估我国期货行业自律体系现状,可以看出自律体系存在法律地位不明确、内部缺乏同一性和协调性、自律性管理规则流于形式、难以付诸实施等问题.基于我国期货行业的特点和环境约束,提出改革我国期货市场自律体系的政策建议.
Based on "the enforcement theory of regulation" and self-regulatory principles of IOSCO's reports, this paper evaluates the current situation of China's futures market self-regulatory system and points out the problems of ambiguous legal status, lack of internal accordance and the difficulty to put rules into practice. And finally the policy suggestions of reforming the self-regulatory system are proposed in view of China's futures market characteristics and environment restrictions.