中文摘要：

在厘定＂新常态＂概念的基础上,分析中美两国信用评级监管职能的产生和发展。美国信用评级职能是从信用中介逐渐过渡到监管辅助的,并且监管辅助职能在美国受到监管层的持续重视。而评级行业在我国最先承担的是辅助监管的职能且发展历史较短。通过研究发现,缺乏专门的监管机构、没有统一的行业自律协会等问题制约着我国信用评级监管辅助职能的发展,＂十三五＂期间发展信用评级监管辅助职能需要从评级监管准确性、稳定性和一致性三个基本原则入手。

英文摘要：

Based on defining the tory function of credit rating both tory assistance function in China, concept of ＂ new normal＂, this paper analyzes the birth and in China and America, studies the status quo and problems and proposed three fundamental principles for developing development of regula- for credit rating regula- credit rating regulatory assistance function during the 13th Five-Year Plan in China, i.e. correctness, stability, and consistence.