中文摘要：

随着全球生产网络理论的兴起，嵌入跨国公司所主导的全球生产网络已经成为发展中国家产业集群以及集群内企业转型升级的重要选择，但是这一过程中集群企业却往往会产生“俘获效应”并陷入“低端锁定”的不利局面。对此，基于跨国公司因素、集群环境因素和企业自身因素系统构建了导致集群企业产生“俘获效应”的三维度整合性分析框架，然后基于此分析框架并结合我国企业众多成功案例．从企业和政府角度系统提出了促进全球生产网络条件下我国集群企业规避“俘获效应”实现成功转型升级的策略选择。

英文摘要：

With the development of global production network theory, imbedding the global production networks dominated by multinational corporations is an important choice of industry clusters and cluster firms in developing countries, but in this process, cluster firms may get ＂captive effect＂ and trap in the adverse situation of ＂low position locking＂ . Therefore, this paper builds a three-dimension analytical framework for the problem leading to the ＂captive effect＂ of cluster firms from three angles including multinational corporations, cluster environment and firms. Based on this framework and combined with the cases of successful practices of Chinese firms, it gives some suggestions to the upgrading of Chinese cluster firms in the environment of global production network.