近年来,中国征象业的风险问题越来越突出并已严重影响了中国资本市场的健康发展。本文首先根据风险的来源和结果将我国证券公司的风险分为三个层次,然后结合我国的实际,系统阐述了完善我国证券公司风险管理体系的四个重点:风险管理业务的流程再造、风险管理的组织结构再造、风险预警管理体系的构建和证券公司治理结构的完善。
Risk problem of security companies has become more and more serious and it affects the development of capital market in China, This paper classifies the risk into three aspects. Then, it discusses the ways to improve the risk management system of security companies, such as, reconstruction of the programs of risk management operation and the structure of risk management, construction of risk early warning system and improvement of company governance.