本文通过建立全要素R&D效率估算框架,对1999—2007年省级大中型工业全要素R&D效率及其组成全要素R&D资本效率和全要素R&D人员效率的变化特点和影响因素进行了分析。研究发现:中国大中型工业全要素R&D效率和全要素R&D资本效率除了在2002—2003年出现下降以外,其余年份都是上升的,并且保持东部〉中部〉西部;全要素R&D人员效率在2005年以后呈东部〉西部〉中部;要素禀赋和产权变量是促进全要素R&D效率提高的主要因素;企业规模扩大和R&D投入则起了抑制作用;R&D投入与FDI的交互项对全要素R&D效率的提高有抑制作用。
This paper constructs an estimation framework of total factor R&D efficiency, and uses it to study the characteristics and determinants of the provincial total factor R&D efficiency in Chinese large and medium industrial firms between 1999 and 2007. It is found that the total factor R&D efficiency of Chinese provincial industrial firms is increase except the period of 2002--2003. Factor endowments and property rights promote the total factor R&D efficiency. The expansions of firm sizes and R&D investments have significantly negative effects. The interaction of R&D investments and FDI also has negative effect.